1 to 11 of 11
Sort by: Date | Relevance
Allspring Global Investments
- Boston, MA / Charlotte, NC / Menomonee Falls, WI
Manage the NFA/CFTC Compliance Program and related activities Assist in reviewing NFA/CFTC regulatory developments with Compliance and Legal partners to ensure impact reviews and assessments are conducted Complete international and domestic regulatory filings and reporting Work effectively with Compliance and business line subject matter experts to implement and maintain
Posted 1 day ago
Determination and assignment of trade information such as Commodity Codes and Country of Origin, based on the latest rules and regulations. Ensures that trade data assignments are up to date in SAP for all products. Update SAP, and other trade data systems and databases as changes occur Works with US Tariff codes (HTS), assigns and reviews them for accuracy. Complete impo
Posted Today
Determination and assignment of trade information such as Commodity Codes and Country of Origin, based on the latest rules and regulations. Ensures that trade data assignments are up to date in SAP for all products. Update SAP, and other trade data systems and databases as changes occur Works with US Tariff codes (HTS), assigns and reviews them for accuracy. Complete impo
Posted 3 days ago
Manage Regulatory Compliance Develop and maintain Compliance Framework. Ensure compliance with regulations. Ensure third party partners meet Regulatory requirements. Control Testing strategy and implementation, day to day compliance oversight and remediation of third party Compliance related issues. Partner with Line of Business, Compliance and third parties to ensure all
Posted 12 days ago
Allspring Global Investments
- Boston, MA / Charlotte, NC / Menomonee Falls, WI / 1 more...
Support the centralized monitoring program by performing risk based testing and oversight reviews, electronic communication monitoring, and market abuse testing. Identify, escalate, address, and validate potential policy violations identified through monitoring activities. Partner with business and compliance colleagues to enhance and develop compliance controls and new c
Posted 7 days ago
Allspring Global Investments
- Boston, MA / Menomonee Falls, WI / Charlotte, NC
Develop strong relationships with key business and risk partners, while providing appropriate and timely responses to business line and other inquiries. Maintain an understanding of Allspring's operations and regulatory guidance/expectations Test, draft, and provide advice and guidance on 38a 1 and 206(4) 7 policies & procedures, as well as regulations Conduct third party
Posted 9 days ago
Maintain a thorough understanding of Allspring's global business activities and its policies and procedures, including the Code of Ethics and relevant policies to manage conduct risk Perform daily and periodic conduct risk monitoring activities and forensic testing, including monitoring of personal investments, outside business activities, gifts and entertainment, politic
Posted 10 days ago
Allspring Global Investments
- Boston, MA / Charlotte, NC / Menomonee Falls, WI / 1 more...
Support compliance's review and approval of advisor/broker dealer and international marketing materials and various other electronic communications to ensure compliance with firm and regulatory requirements. Experience with working with all levels of the organization to provide the business compliance risk expertise and consulting for projects and initiatives. Lead and ma
Posted 21 days ago
More than a career a chance to make a difference in people's lives. Build an exciting, rewarding career with us help us make a difference for millions of people every day. Consider joining the Duke Energy team, where you'll find a friendly work environment, opportunities for growth and development, recognition for your work, and competitive pay and benefits. The preferred
Posted 8 days ago
Work at Commencement ceremonies held in May and December. Will be required to work two weekends a year. Departmental Preferred Experience, Skills, Training/Education Bachelor's degree and/or equivalent experience; Minimum of three years in a paid administrative role. Prior work experience in Higher Education Familiarity with Ellucian Banner, ImageNow, Microsoft Office Sui
Posted 13 days ago
Foodbuy has implemented a Managed Order Guide (MOG) system to ensure that Foodbuy committed customer and Compass Group sector purchases are fully aligned with Foodbuy contracted programs. The Compliance Analyst position is responsible for the operational integrity and profitability of MOGs for assigned distribution centers. Responsibilites Review Managed Order Guides (MOG
Posted 28 days ago
Email this Job to Yourself or a Friend
Indicates required fields